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Reed Business Information
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Consultant, Consulting Services Department - NRS
 
Job Description Summary:
 
The Consultant will be responsible for providing compliance-consulting services to assigned department clients. Such services include working closely with investment adviser and/or broker dealer clients to assist in the identification of compliance issues, providing recommendations based in applicable regulations, preparing and filing firm registration documents, drafting disclosure documents, conducting on-site compliance reviews, and providing consulting services on a variety of compliance and regulatory matters. The Consultant will assist Senior Consultants when required. Where applicable, the Consultant will oversee the work of department Associates. The Consultant will support the sales department in prospective client calls and visits, and assist with proposal writing. The Consultant will assist with desktop seminars and conference presentations and materials, and will participate in the development and maintenance of NRS products and services.
 
Key Responsibilities:
 
  • Direct Consulting – Perform both on-site and office-based consulting services.
  • Sales Assistance – Assist sales representatives by participating in pre-sales prospect phone calls and occasional prospect on-site meetings including proposal creation.
  • Marketing Assistance – Assist the marketing departments by providing content for marketing materials as needed.
  • Product Assistance – Assist the product management function by providing guidance and advice on new or existing products/modules.
  • Conference/Education Assistance – Assist with the preparation of conference/education materials and deliver the content when required.
 
Qualifications Summary:
 
The Consultant should have a law or financial degree, and/or compliance experience. The area of specialty for this position is the Investment Advisers Act of 1940 and related rules and industry practices, as well as FINRA rules and regulations governing broker dealers. Experience with the Investment Company Act of 1940 and/or Securities Exchange Acts will also be considered. Strong interpersonal and writing skills are required.
 
Travel:
 
50-60% travel required.
 

About Reed Business Information:

 

Reed Business Information (RBI) provides information, analytics and data to business professionals worldwide. Our strong global products and services hold market-leading positions across a wide range of industry sectors including banking, petrochemicals and aviation where we help customers make key strategic decisions every day.  RBI is part of RELX Group plc, a world-leading provider of information solutions for professional customers across industries.

 

http://www.reedbusiness.com

 

RBI General Benefits Package


- 401k match of 5%
- 18 Days Holiday
- Paid Charity Days – 2 days per year 
- Benefits start the upon hire date
- Excellent OTE & Competitive Salaries

 

RBI is an equal opportunity employer: qualified applicants are considered for and treated during employment without regard to race, color, creed, religion, sex, national origin, citizenship status, disability status, protected veteran status, age, marital status, sexual orientation, gender identity, genetic information, or any other characteristic protected by law. If a qualified individual with a disability or disabled veteran needs a reasonable accommodation to use or access our online system, that individual should please contact jobs@rbi.co.uk . EEO is the LawEEO is the Law Supplement

 

 


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